My Services
Monitoring and Review
Regular review schedules reflect my commitment to my clients. Being proactive in discussions about current events and the potential impact on portfolio holdings helps each client gain a deeper understanding of his or her allocations.
Depending on individual needs, I can schedule reviews on a quarterly, semi-annual, or annual basis. Since meeting in person is not always an option, I am happy to work with you by phone when that is most convenient.
Wealth
Planning |
Estate Planning |
Retirement Planning |
College and Higher Education Planning |
Professional Money Management |
Insurance & Liability Planning |
Asset Allocation Analysis |
Estate Plan Analysis |
Retirement Income Planning |
529 Plans | Fee-Based Advisory Programs |
Business Owner Needs |
Comprehensive Financial Planning |
Charitable Giving | Traditional & Roth IRAs |
Education Savings Accounts |
Access to Professional Money Managers |
Disability Insurance |
Understanding Social Security |
Beneficiary Review |
IRA Rollovers & Distributions |
UGMA/UTMA Accounts |
Quarterly Performance Reports |
Life Insurance |
Tax Planning | Gifting & Estate Tax Planning |
Retirement Funding Analysis |
College Funding Analysis |
Long-Term Care Insurance |
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Corporate Executive Services |
Business Succession Planning |
Cash Management | Retirement Plans for Business |
Investment Banking |
Banking, Lending, & Trust Services |
Cashless Stock Options Exercise |
Life Insurance Needs |
Check Writing | Choosing an Appropriate Plan |
Public Offerings & Capital Raising |
Securities-Based Lending |
Control & Restricted Stock Transactions |
Buy-Sell Agreements |
Visa® Debit Card | Reviewing an Existing Plan |
Financial Advisory | Visa® Credit Cards |
Rule 10b5-1 Plans | Estate Planning Considerations |
Bill Payment Services |
Choosing a Plan Provider |
Mergers & Acquisitions |
Trust Management & Administration |
Key Person Insurance |
Stifel Access (online account access) |
Selecting a Third-Party Administrator |
Municipal Finance |
Annuities | Variable, Immediate, Fixed Indexed, and Fixed Asset Allocation Cash Management | Check Writing | Debit Card College Planning | 529 College Savings Plans Common Stocks Consulting Services (Fee-Based Programs) Corporate Executive Services Exchange Traded Funds and Notes Fixed Income Investments | Certificates of Deposit Insurance | Business Owner Needs |
IRAs | Traditional, Roth, and Rollovers Managed Money Preferred Stocks Retirement Planning Retirement Plans | 401(k) Plans | 403(b) Plans IRAs Syndicate Offerings Tax Planning Unit Investment Trusts Stifel Trust | Trust Management and Administration |
Stifel does not offer legal or tax advice. You should consult with your legal and tax advisors regarding your particular situation.
Speak with your Financial Advisor about your risk tolerance level, market fluctuations, and specifically the potential risks associated with a Stifel SPA Line of Credit.
The SPA Line of Credit is a demand loan using the assets in the account as collateral. If the minimum required value of the collateral is not maintained, the account holder will be required to: (1) post additional qualified collateral, (2) repay a portion or all of the debt, or (3) forfeit that shortfall in value of pledged assets to Stifel Bank & Trust. If the call is not met, Stifel Bank & Trust can liquidate some or all of the assets in the SPA Loan Account. If terms of the account are not maintained, Stifel Bank & Trust may call the loan due and payable. Stifel Bank & Trust will attempt to communicate with you to determine the right course of action to alleviate a collateral shortfall. Stifel Bank & Trust has the right to sell securities as needed without your consent to meet a collateral call.
Trust and fiduciary services are provided by Stifel Trust Company, N.A. and Stifel Trust Company Delaware, N.A. (Stifel Trust Companies), wholly owned subsidiaries of Stifel Financial Corp. and affiliates of Stifel, Nicolaus & Company, Incorporated, Member SIPC & NYSE. Unless otherwise specified, products purchased from or held by Stifel Trust Companies are not insured by the FDIC or any other government agency, are not deposits or other obligations of Stifel Trust Companies, are not guaranteed by Stifel Trust Companies, and are subject to investment risks, including possible loss of the principal invested. Stifel Trust Companies do not provide legal or tax advice.